Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derrick Richard Jones

    IRN DRJ00024

    • CF1 Director (AR) (since 3 Feb 2011)
  • Desmond Lee

    IRN DXL00018

    • CF30 Customer (18 Jun 2010 to 31 Dec 2012)
    • CF1 Director (AR) (18 Jun 2010 to 31 Dec 2012)
  • Dominic Joseph Marley

    IRN DJM00089

    • CF30 Customer (15 Nov 2010 to 2 Mar 2014)
  • Donald James Stark

    IRN DXS00180

    • CF30 Customer (27 Jan 2021 to 22 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (16 Jul 2020 to 22 Jul 2021)
  • Donald Scott Finlayson

    IRN DSF00009

    • CF1 Director (AR) (8 Oct 2010 to 5 Jun 2014)
    • CF30 Customer (6 Aug 2010 to 31 Dec 2014)
  • Douglas Patrick Waters

    IRN DPW01052

    • CF30 Customer (23 Dec 2010 to 13 Jul 2012)
    • CF1 Director (AR) (23 Dec 2010 to 13 Jul 2012)
  • Duncan John Lane Eardley

    IRN DXE35335

    • [FCA CF] Significant management (since 1 Jul 2020)
  • Eamonn Free

    IRN EAF01028

    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 18 Oct 2023)
    • CF30 Customer (9 Aug 2011 to 18 Oct 2023)
  • Edmond Humphreys

    IRN EXH00014

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (11 Jul 2014 to 29 Apr 2022)
  • Edward Brown

    IRN EXB01455

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2025)
    • CF30 Customer (27 Jun 2011 to 28 Jul 2014)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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