Edmond Humphreys

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alexander House Financial Planning Limited (no longer approved here)
FRN 791612
- (29)Employed By (9 Feb 2021 to 29 Apr 2022)
Quilter Financial Limited (no longer approved here)
FRN 497604
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Apr 2022)
- CF30 Customer (11 Jul 2014 to 29 Apr 2022)
Timber Finance Limited (no longer approved here)
FRN 626288
- Employed By (11 Jul 2014 to 29 Apr 2022)
Alexander House Financial Services Limited (no longer approved here)
FRN 601371
- Employed By (27 Jan 2014 to 29 Apr 2022)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (1 Nov 2007 to 26 Mar 2008)
- CF22 Investment Adviser (Trainee) (6 Jul 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.