Douglas Patrick Waters

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (17 Jul 2012 to 6 Mar 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (23 Dec 2010 to 13 Jul 2012)
    • CF1 Director (AR) (23 Dec 2010 to 13 Jul 2012)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF1 Director (AR) (1 Sep 2009 to 31 Dec 2010)
    • CF30 Customer (1 Sep 2009 to 31 Dec 2010)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 5 Jul 2008)
    • CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)
  • Wentworth and Wentworth Ltd (no longer approved here)

    FRN 464352

    • Employed By (8 Mar 2007 to 13 Jul 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (11 Aug 2005 to 15 Jun 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2005 to 11 Aug 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (4 Oct 2004 to 14 Sep 2005)
    • CF7 Sole Trader (AR) (30 Jun 2004 to 14 Sep 2005)
    • CF22 Investment Adviser (Trainee) (30 Jun 2004 to 4 Oct 2004)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (27 May 2002 to 6 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.