Dominic Joseph Marley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JULIAN HARRIS ADVISER NETWORK LIMITED

    FRN 304155

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
    • CF30 Customer (since 25 Mar 2026)
    • CF1 Director (AR) (since 25 Mar 2026)
  • Julian Harris Financial Consultants

    FRN 153566

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2023)
    • CF1 Director (AR) (since 9 Dec 2022)
    • CF30 Customer (since 25 Mar 2022)
  • Fortus Wealth Management Limited

    FRN 985590

    • (3)Employed By (since 9 Dec 2022)
  • Rudding Spire Commercial Finance Ltd

    FRN 947333

    • (1)Employed By (since 20 Apr 2021)
  • White Rose Finance Group Limited (no longer approved here)

    FRN 630772

    • CF1 Director (AR) (20 Apr 2021 to 28 Mar 2022)
  • Bowcliffe Wealth Management Ltd (no longer approved here)

    FRN 516689

    • Employed By (12 Nov 2020 to 6 Apr 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Apr 2021)
    • CF1 Director (AR) (2 Dec 2014 to 15 Dec 2020)
    • CF30 Customer (13 Feb 2014 to 6 Apr 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (15 Nov 2010 to 2 Mar 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2005)

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