Donald Scott Finlayson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jun 2024)
    • CF30 Customer (23 Jan 2015 to 4 Jun 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (8 Oct 2010 to 5 Jun 2014)
    • CF30 Customer (6 Aug 2010 to 31 Dec 2014)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (6 Aug 2010 to 4 Jun 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (15 Jul 2010 to 16 Aug 2010)
    • CF30 Customer (1 Nov 2007 to 16 Aug 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Jun 2005 to 15 Jul 2010)
  • Henderson Stone & Co Ltd (no longer approved here)

    FRN 226516

    • (39)Employed By (29 Jul 2003 to 16 Aug 2010)
  • Andrew McKenzie (no longer approved here)

    FRN 215293

    • (2)Employed By (1 Dec 2001 to 18 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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