Derrick Richard Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited
FRN 497604
- CF1 Director (AR) (since 3 Feb 2011)
BCJ Financial Planning Ltd
FRN 538795
- Employed By (since 3 Feb 2011)
KG Associates Ltd (no longer approved here)
FRN 402769
- (3)Employed By (30 Nov 2005 to 28 Aug 2007)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (1 Feb 2005 to 28 Aug 2007)
- CF22 Investment Adviser (Trainee) (17 Aug 2004 to 1 Feb 2005)
K G Associates (no longer approved here)
FRN 182903
- (2)Employed By (13 Mar 2001 to 3 Aug 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.