Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark William Hambleton

    IRN MWH00009

    • CF30 Customer (21 Apr 2011 to 3 Jul 2014)
  • Martin Anthony Brown

    IRN MAB01238

    • CF4 Partner (AR) (2 Jun 2014 to 16 Nov 2018)
    • CF1 Director (AR) (16 Apr 2014 to 2 Jun 2014)
  • Martin Axcell

    IRN MXA00110

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Mar 2021)
    • CF30 Customer (20 Aug 2013 to 30 Dec 2020)
  • Martin Charles Head

    IRN MCH01069

    • CF30 Customer (9 Jul 2014 to 16 Nov 2018)
  • Martin Francis Helstern

    IRN MFH00018

    • CF30 Customer (20 Nov 2017 to 16 Nov 2018)
  • Martin Jeffrey Hunt

    IRN MJH01588

    • CF30 Customer (3 Nov 2016 to 16 Nov 2018)
  • Martin John Pitkeathly

    IRN MXP00102

    • CF1 Director (AR) (18 Jun 2010 to 28 Aug 2020)
    • CF30 Customer (18 Jun 2010 to 28 Aug 2020)
  • Martin Maurice Jones

    IRN MMJ00005

    • CF1 Director (AR) (12 Feb 2010 to 4 Jan 2012)
    • CF30 Customer (12 Feb 2010 to 4 Apr 2018)
  • Martin O'Neill

    IRN MXO00043

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jul 2022)
    • CF30 Customer (28 Jan 2011 to 28 Jul 2022)
  • Martin Paul Sumner

    IRN MPS00026

    • Appointed representative dealing with clients for which they require qualification (10 Dec 2020 to 31 Mar 2021)
    • CF30 Customer (2 Dec 2020 to 31 Mar 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.