Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 30 Nov 2020)
    • [FCA CF] Client dealing (since 30 Nov 2020)
    • [FCA CF] Manager of certification employee (30 Nov 2020 to 28 Feb 2023)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (21 Apr 2011 to 3 Jul 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (16 Jun 2009 to 31 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF7 Sole Trader (AR) (1 Jun 2005 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 31 Oct 2007)
  • Hambleton Associates (no longer approved here)

    FRN 216321

    • (2)Employed By (1 Dec 2001 to 31 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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