Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (46)Employed By (since 24 Jun 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (since 30 Dec 2020)
    • CF30 Customer (since 4 Dec 2020)
    • Employed By (since 4 Dec 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Mar 2021)
    • CF30 Customer (20 Aug 2013 to 30 Dec 2020)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (22 Jan 2013 to 12 Sep 2013)
  • Parker Castle Limited (no longer approved here)

    FRN 163031

    • (23)Employed By (20 Aug 2003 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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