Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 29 Jul 2022)
    • [FCA CF] Client dealing (since 29 Jul 2022)
    • CF30 Customer (since 8 Jul 2022)
    • Employed By (since 8 Jul 2022)
    • Employed By (12 Jan 2015 to 4 Aug 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jul 2022)
    • CF30 Customer (28 Jan 2011 to 28 Jul 2022)
  • Henderson Stone & Co Ltd (no longer approved here)

    FRN 226516

    • (42)Employed By (28 Jan 2011 to 14 Jan 2015)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (6 Apr 2009 to 31 Jan 2011)
    • CF1 Director (AR) (6 Apr 2009 to 24 Nov 2009)
  • William McAllister (no longer approved here)

    FRN 214789

    • Employed By (1 Dec 2001 to 29 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.