Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (12 Feb 2010 to 4 Jan 2012)
    • CF30 Customer (12 Feb 2010 to 4 Apr 2018)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF4 Partner (AR) (12 May 2005 to 30 Dec 2009)
    • CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)
  • Trowbridge Financial Services LLP (no longer approved here)

    FRN 432213

    • Employed By (12 May 2005 to 30 Dec 2009)
  • The Independent Consultancy (no longer approved here)

    FRN 153049

    • Employed By (29 Jan 2002 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.