Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
- CF30 Customer (1 Feb 2018 to 8 Dec 2019)
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- CF1 Director (AR) (12 Feb 2010 to 4 Jan 2012)
- CF30 Customer (12 Feb 2010 to 4 Apr 2018)
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- CF30 Customer (1 Nov 2007 to 30 Dec 2009)
- CF4 Partner (AR) (12 May 2005 to 30 Dec 2009)
- CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)
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- Employed By (12 May 2005 to 30 Dec 2009)
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- Employed By (29 Jan 2002 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.