Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Christopher Archard

    IRN SCA00002

    • CF30 Customer (24 Feb 2017 to 16 May 2018)
    • CF1 Director (AR) (24 Feb 2017 to 16 May 2018)
  • Stephen Clintworth

    IRN SXC00233

    • [FCA CF] Client dealing (1 Sep 2020 to 8 Sep 2024)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 8 Sep 2024)
  • Stephen David Scott

    IRN SDS00035

    • CF1 Director (AR) (19 Aug 2010 to 15 Sep 2012)
  • Stephen Dean Pratt

    IRN SDP00033

    • CF1 Director (AR) (30 Apr 2014 to 31 Jan 2018)
    • CF30 Customer (30 Apr 2014 to 31 Jan 2018)
  • Stephen Hague

    IRN SXH00131

    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 1 Feb 2022)
    • [FCA CF] Client dealing (1 Sep 2020 to 1 Feb 2022)
  • Stephen James Giddings

    IRN SJG00017

    • CF30 Customer (19 Jan 2010 to 30 May 2014)
    • CF1 Director (AR) (19 Jan 2010 to 12 Sep 2014)
  • Stephen James Hunter

    IRN SJH00032

    • CF30 Customer (2 Nov 2010 to 30 Jun 2013)
    • CF1 Director (AR) (2 Nov 2010 to 30 Jun 2013)
  • Stephen John Maynard

    IRN SJM01415

    • Appointed representative dealing with clients for which they require qualification (24 Nov 2020 to 21 May 2021)
    • CF30 Customer (19 Nov 2020 to 21 May 2021)
  • Stephen John Trower

    IRN SJT00093

    • CF30 Customer (16 Jul 2014 to 24 Feb 2017)
  • Stephen Jolly

    IRN SXJ01337

    • CF30 Customer (23 Jun 2010 to 23 Aug 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.