Stephen Dean Pratt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Charles Dean Limited (no longer approved here)
FRN 781330
- SMF3 Executive Director (9 Dec 2019 to 16 Oct 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 17 Oct 2019)
- CF10 Compliance Oversight (1 Feb 2018 to 1 May 2019)
- CF11 Money Laundering Reporting (1 Feb 2018 to 1 May 2019)
- CF1 Director (1 Feb 2018 to 8 Dec 2019)
- CF30 Customer (1 Feb 2018 to 31 Jan 2019)
- Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (30 Apr 2014 to 31 Jan 2018)
- CF30 Customer (30 Apr 2014 to 31 Jan 2018)
Charles Dean Limited (no longer approved here)
FRN 616450
- Employed By (30 Apr 2014 to 31 Jan 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.