Charles Dean Limited

Date authorised
1 February 2018
Companies House
07880489
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Charles Dean Ltd
    Bridge House
    Hardy Close
    Kimberley
    Nottingham
    Nottinghamshire
    NG16 2JW
    UNITED KINGDOM
    Phone
    +441623287984
    Web
    https://www.charlesdeanuk.com

  • Complaints Contact

    Charles Dean Ltd
    Bridge House
    Hardy Close
    Kimberley
    Nottingham
    Nottinghamshire
    NG16 2JW
    UNITED KINGDOM
    Phone
    +441623287984

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Adrian Hurst

    IRN JAH01432

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 8 Aug 2019)
    • CF11 Money Laundering Reporting (7 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Jun 2019 to 8 Dec 2019)
    • CF1 Director (7 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Melissa Hurst

    IRN MXH00663

    • SMF3 Executive Director (since 3 May 2022)
  • Stephen Dean Pratt

    IRN SDP00033

    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Oct 2019)
    • CF10 Compliance Oversight (1 Feb 2018 to 1 May 2019)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 1 May 2019)
    • CF30 Customer (1 Feb 2018 to 31 Jan 2019)
    • CF1 Director (1 Feb 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.