Stephen James Hunter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kingdom Investments Management Limited

    FRN 587620

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (20 Oct 2015 to 8 Dec 2019)
    • CF1 Director (14 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (2 Nov 2010 to 30 Jun 2013)
    • CF30 Customer (2 Nov 2010 to 30 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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