Kingdom Investments Management Limited

• Principal Place of Business

  5 Castle Court, Carnegie Campus

  Dunfermline

  Fife

  KY11 8PB

  UNITED KINGDOM

  Phone

  +441383620314

  Web

  https://www.kims-ltd.co.uk

• Complaints Contact

  5 Castle Court, Carnegie Campus

  Dunfermline

  Fife

  KY11 8PB

  UNITED KINGDOM

  Phone

  +441383620314

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Micheal Graham

  IRN AXG00396

  • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 24 Mar 2022)
• Calum Alexander Seaton

  IRN CXS07936

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • CF30 Customer (3 Nov 2018 to 8 Dec 2019)
• Charles Dawson Robb

  IRN CDR00001

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
• Daniel Hunter

  IRN DXH01427

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (22 Oct 2013 to 8 Dec 2019)
  • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
• David George Stewart Cooper

  IRN DGC01099

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • CF30 Customer (9 Nov 2016 to 8 Dec 2019)
• Derek Gordon Smith

  IRN DGS01127

  • CF30 Customer (3 Jun 2013 to 9 Oct 2013)
  • CF10 Compliance Oversight (3 Jun 2013 to 9 Oct 2013)
  • CF1 Director (3 Jun 2013 to 9 Oct 2013)
• Duncan Campbell

  IRN DXC00180

  • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 8 Apr 2025)
• George Gibson

  IRN GXG00067

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF11 Money Laundering Reporting (3 Jun 2013 to 8 Dec 2019)
  • CF30 Customer (3 Jun 2013 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 Jun 2013 to 30 Sep 2018)
  • CF1 Director (3 Jun 2013 to 8 Dec 2019)
• Henryk Robert Krykant

  IRN HRK00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • CF30 Customer (18 Jan 2016 to 8 Dec 2019)
• Jana Hunter

  IRN JXH02966

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • CF30 Customer (9 Nov 2016 to 8 Dec 2019)

• Polaris Investments (no longer appointed)

  FRN 707818 · Appointed 24 Jun 2015 · Until 16 Oct 2018

• Corgi Homeplan Ltd (no longer appointed)

  FRN 624123 · Appointed 27 May 2014 · Until 9 Jul 2014

No changes recorded yet.