Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Kingdom Investments Management Limited
FRN 587620
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
- [FCA CF] Client dealing (since 2 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (3 Jun 2013 to 8 Dec 2019)
- CF1 Director (3 Jun 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Jun 2013 to 8 Dec 2019)
- Responsible for Insurance Mediation (3 Jun 2013 to 30 Sep 2018)
-
- CF1 Director (AR) (10 Nov 2010 to 30 Jun 2013)
- CF30 Customer (10 Nov 2010 to 30 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.