Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kingdom Investments Management Limited
FRN 587620
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
- [FCA CF] Client dealing (since 2 Dec 2020)
- CF30 Customer (18 Jan 2016 to 8 Dec 2019)
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- CF30 Customer (3 Sep 2010 to 21 Jun 2012)
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- CF30 Customer (23 Jan 2009 to 16 Sep 2010)
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- CF30 Customer (1 Nov 2007 to 15 Feb 2009)
- CF22 Investment Adviser (Trainee) (29 Mar 2007 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (28 May 2003 to 5 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.