Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kingdom Investments Management Limited
FRN 587620
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
- [FCA CF] Client dealing (since 2 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (22 Oct 2013 to 8 Dec 2019)
- CF30 Customer (1 Jul 2013 to 8 Dec 2019)
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- CF1 Director (AR) (10 Nov 2010 to 30 Jun 2013)
- CF30 Customer (10 Nov 2010 to 30 Jun 2013)
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- Employed By (19 Oct 2004 to 17 Nov 2006)
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- (11)Employed By (2 Apr 2002 to 31 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.