Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (22 Oct 2013 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (10 Nov 2010 to 30 Jun 2013)
    • CF30 Customer (10 Nov 2010 to 30 Jun 2013)
  • Delmor Financial Consultants (no longer approved here)

    FRN 229314

    • Employed By (19 Oct 2004 to 17 Nov 2006)
  • John P Goldie & Company (no longer approved here)

    FRN 139082

    • (11)Employed By (2 Apr 2002 to 31 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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