Stephen John Trower

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Parker Castle Limited (no longer approved here)
FRN 163031
- (11)Employed By (16 Jul 2014 to 24 Feb 2017)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (16 Jul 2014 to 24 Feb 2017)
SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 513289
- CF30 Customer (12 Jun 2012 to 28 Feb 2014)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (18 Jun 2003 to 7 Apr 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.