Stephen Christopher Archard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vision Financial Strategies Ltd
FRN 610521
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 10 Jun 2024)
- [FCA CF] Client dealing (since 10 Jun 2024)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (24 Feb 2017 to 16 May 2018)
- CF30 Customer (24 Feb 2017 to 16 May 2018)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (29 Sep 2015 to 15 Mar 2017)
- CF30 Customer (29 Sep 2015 to 15 Mar 2017)
Devizes Financial Services Limited (no longer approved here)
FRN 717697
- Employed By (29 Sep 2015 to 16 May 2018)
DIB Insurance Limited (no longer approved here)
FRN 314116
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (11 Jan 2007 to 31 Oct 2007)
Fairway Independent Financial Advisers (no longer approved here)
FRN 182704
- (4)Employed By (2 Feb 1999 to 22 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.