Stephen John Maynard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- Appointed representative dealing with clients for which they require qualification (24 Nov 2020 to 21 May 2021)
- CF30 Customer (19 Nov 2020 to 21 May 2021)
Alexander House Financial Planning Limited (no longer approved here)
FRN 791612
- (39)Employed By (19 Nov 2020 to 21 May 2021)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (22 Feb 2018 to 9 Jul 2018)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (30 Mar 2017 to 29 Aug 2017)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (173)Employed By (30 Mar 2017 to 29 Aug 2017)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (2 Jan 2014 to 27 Oct 2016)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF21 Investment Adviser (6 Jun 2005 to 30 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.