Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brendan Gray

    IRN BXG00038

    • CF30 Customer (23 Jul 2010 to 13 Jun 2013)
  • Brian Ashton

    IRN BXA00032

    • Appointed representative dealing with clients for which they require qualification (4 Jan 2023 to 10 Jan 2024)
    • CF30 Customer (21 May 2015 to 10 Jan 2024)
  • Brian Grant Kidd

    IRN BGK00002

    • CF30 Customer (1 Nov 2010 to 23 Jul 2012)
  • Brian Green

    IRN BXG00026

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jun 2021)
    • CF4 Partner (AR) (14 Nov 2011 to 13 Mar 2019)
    • CF30 Customer (13 Jun 2011 to 30 Jun 2021)
  • Brian John Moncrief

    IRN BJM00009

    • CF30 Customer (1 Jan 2011 to 31 Jul 2012)
    • CF1 Director (AR) (1 Jan 2011 to 31 Jul 2012)
  • Brian McQuarrie

    IRN BXM00032

    • CF1 Director (AR) (7 Sep 2011 to 31 Aug 2017)
    • CF30 Customer (7 Sep 2011 to 31 Aug 2017)
  • Brian Northfield

    IRN BXN00010

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 25 Jul 2014)
    • CF30 Customer (since 11 Oct 2010)
    • CF4 Partner (AR) (11 Oct 2010 to 16 Apr 2014)
  • Brian Robert Cowie

    IRN BRC00012

    • CF30 Customer (2 Jan 2012 to 4 Aug 2017)
    • CF4 Partner (AR) (2 Jan 2012 to 4 Aug 2017)
  • Brian Robert Hill

    IRN BRH01046

    • CF30 Customer (27 Jan 2010 to 30 Sep 2014)
    • CF1 Director (AR) (27 Jan 2010 to 29 May 2012)
  • Brian Sweeney

    IRN BXS00084

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Feb 2025)
    • CF30 Customer (23 Nov 2011 to 4 Feb 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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