Brian McQuarrie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citypoint Wealth Limited

    FRN 773857

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
    • CF1 Director (1 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Sep 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Sep 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Sep 2017 to 30 Sep 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (7 Sep 2011 to 31 Aug 2017)
    • CF1 Director (AR) (7 Sep 2011 to 31 Aug 2017)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (9 Sep 2009 to 21 Nov 2011)
  • Citypoint Wealth Limited (no longer approved here)

    FRN 442634

    • Employed By (9 Sep 2009 to 31 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

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