Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (17 May 2017 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (2 Jan 2012 to 4 Aug 2017)
    • CF4 Partner (AR) (2 Jan 2012 to 4 Aug 2017)
  • Cowie Financial Services (no longer approved here)

    FRN 570110

    • Employed By (2 Jan 2012 to 4 Aug 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (1 Dec 2001 to 3 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.