Brian Sweeney

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 25 Oct 2024)
    • CF30 Customer (since 4 Jun 2024)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (260)Employed By (since 4 Jun 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Feb 2025)
    • CF30 Customer (23 Nov 2011 to 4 Feb 2025)
  • Henderson Stone Asset Management Limited (no longer approved here)

    FRN 811915

    • (5)Employed By (25 Feb 2019 to 18 Feb 2025)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (18 Mar 2008 to 29 Oct 2011)
  • R & G FINANCIAL SERVICES LTD (no longer approved here)

    FRN 222066

    • CF22 Investment Adviser (Trainee) (10 Sep 2007 to 10 Sep 2007)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 26 Jan 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 26 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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