Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 19 Jun 2020)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (1 Nov 2010 to 23 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.