Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (4 Jan 2023 to 10 Jan 2024)
- CF30 Customer (21 May 2015 to 10 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jan 2023)
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- Employed By (5 May 2015 to 10 Jan 2024)
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- CF30 Customer (20 Sep 2011 to 1 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (17 Mar 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Feb 2003 to 17 Mar 2004)
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- (92)Employed By (11 Oct 2001 to 21 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (92)Employed By at Reeds Rains Limited