Brian John Moncrief

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PROACT FINANCIAL (BOLTON) LIMITED

    FRN 578635

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 7 Jul 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Feb 2023)
    • Responsibility for MCD Intermediation (12 Jul 2016 to 21 Feb 2023)
    • CF11 Money Laundering Reporting (1 Aug 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2012 to 8 Dec 2019)
    • CF1 Director (1 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Aug 2012 to 30 Sep 2018)
  • Proact Bolton Client Services Ltd

    FRN 917572

    • (2)Employed By (since 7 Jul 2025)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (1 Jan 2011 to 31 Jul 2012)
    • CF30 Customer (1 Jan 2011 to 31 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.