PROACT FINANCIAL (BOLTON) LIMITED

• Principal Place of Business

  Proact Financial

  37 Mawdsley Street

  Bolton

  BL1 1LN

  UNITED KINGDOM

  Phone

  +4401204398435

  Web

  https://proactbolton.com

• Complaints Contact

  Proact Financial

  37 Mawdsley Street

  Bolton

  BL1 1LN

  UNITED KINGDOM

  Phone

  +4401204398435

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Farnworth

  IRN AXF00317

  • [FCA CF] Client dealing (27 Apr 2022 to 8 May 2025)
  • [FCA CF] Functions requiring qualifications (7 Feb 2022 to 8 May 2025)
• Andrea Moncrief

  IRN AXM02723

  • CF1 Director (AR) (since 15 Jul 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (9 Nov 2012 to 8 Dec 2019)
• Brian John Moncrief

  IRN BJM00009

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF1 Director (AR) (since 7 Jul 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Apr 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 21 Feb 2023)
  • Responsibility for MCD Intermediation (12 Jul 2016 to 21 Feb 2023)
  • CF11 Money Laundering Reporting (1 Aug 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Aug 2012 to 8 Dec 2019)
  • CF1 Director (1 Aug 2012 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Aug 2012 to 30 Sep 2018)
• Bryan Dent

  IRN BXD01251

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Aug 2012 to 8 Dec 2019)
• Rachel Lesley Sojka

  IRN RLS00005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2024)
  • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
• Samantha Anne Moncrief

  IRN SXM08481

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • CF1 Director (AR) (since 5 Aug 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Apr 2022)
  • SMF16 Compliance Oversight (since 20 Apr 2022)
  • SMF3 Executive Director (since 29 Jun 2020)
  • Responsible for Insurance Distribution (since 29 Jun 2020)
  • Responsibility for MCD Intermediation (since 29 Jun 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (22 Nov 2018 to 8 Dec 2019)
• Sandra Lilian Lloyd

  IRN SXL00041

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Feb 2022)
  • CF30 Customer (1 Aug 2012 to 8 Dec 2019)

• Proact Bolton Client Services Ltd

  FRN 917572 · Appointed 29 Nov 2019

No changes recorded yet.