Quartet Capital Partners LLP

• Principal Place of Business

  16 Water Lane

  Richmond

  Surrey

  TW9 1TJ

  UNITED KINGDOM

  Phone

  +4402089392920

  Web

  https://www.quartet-im.com

• Complaints Contact

  16 Water Lane

  Richmond

  Surrey

  TW9 1TJ

  UNITED KINGDOM

  Phone

  +4402089392903

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Subject to this activity being limited to a non-mainstream regulated activity

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Smith

  IRN MXS01316

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (3 Aug 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Aug 2015 to 8 Dec 2019)
• Nicholas Rees

  IRN NXR01094

  • CF28 Systems and controls (30 Oct 2009 to 9 Apr 2013)
  • CF30 Customer (30 Oct 2009 to 18 Mar 2013)
• Niels Clemen Jensen

  IRN NCJ01010

  • CF30 Customer (30 Oct 2009 to 24 Sep 2019)
  • CF11 Money Laundering Reporting (30 Oct 2009 to 3 Aug 2015)
  • CF10 Compliance Oversight (30 Oct 2009 to 3 Aug 2015)
• Nigel John Bendel Olliff

  IRN NJO01027

  • CF4 Partner (26 Jan 2011 to 7 Jan 2013)
  • CF30 Customer (25 May 2010 to 7 Jan 2013)
• Noel Craven

  IRN NXC01150

  • [FCA CF] Client dealing (11 Nov 2020 to 29 Jul 2022)
  • [FCA CF] Functions requiring qualifications (11 Nov 2020 to 29 Jul 2022)
• Oliver Charles Richard Robson

  IRN OCR01005

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Jul 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jul 2022)
  • CF30 Customer (4 Jul 2017 to 8 Dec 2019)
• Peter Charles Butcher

  IRN PCB01059

  • CF4 Partner (1 Feb 2011 to 7 Jan 2013)
  • CF30 Customer (18 Nov 2009 to 7 Jan 2013)
• Robert Bruce Dawson

  IRN RBD01022

  • CF30 Customer (30 Oct 2009 to 4 Nov 2009)
• Samuel James Statham

  IRN SXS01084

  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Client dealing (since 29 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 29 Sep 2022)
• Sylvia Karen Bowen

  IRN SKB01022

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 10 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 10 Jul 2025)

No changes recorded yet.