Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 14 Nov 2023)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • CF30 Customer (31 Jan 2013 to 8 Dec 2019)
  • Quartet Capital Partners LLP (no longer approved here)

    FRN 502242

    • CF4 Partner (1 Feb 2011 to 7 Jan 2013)
    • CF30 Customer (18 Nov 2009 to 7 Jan 2013)
  • Bordier & Cie (UK) PLC (no longer approved here)

    FRN 114324

    • CF30 Customer (7 Nov 2008 to 13 Oct 2009)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (1 Nov 2007 to 26 Sep 2008)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (2 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.