Noel Craven

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TPIO Limited

    FRN 835577

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 22 Dec 2025)
    • [FCA CF] Client dealing (since 10 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2023)
  • Quartet Capital Partners LLP (no longer approved here)

    FRN 502242

    • [FCA CF] Functions requiring qualifications (11 Nov 2020 to 29 Jul 2022)
    • [FCA CF] Client dealing (11 Nov 2020 to 29 Jul 2022)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF30 Customer (26 Oct 2016 to 8 Dec 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.