Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Cheviot Limited
FRN 124259
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 22 Nov 2023)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (15 Jan 2013 to 8 Dec 2019)
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- CF4 Partner (26 Jan 2011 to 7 Jan 2013)
- CF30 Customer (25 May 2010 to 7 Jan 2013)
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- CF30 Customer (1 Nov 2007 to 24 Feb 2010)
- CF27 Investment Management (28 Mar 2007 to 31 Oct 2007)
- CF26 Customer Trading (5 Aug 2005 to 28 Mar 2007)
- CF22 Investment Adviser (Trainee) (16 Feb 2005 to 28 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.