Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Sep 2021)
    • CF4 Partner (9 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (17 Mar 2003 to 8 Jul 2014)
    • CF27 Investment Management (17 Mar 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (17 Mar 2003 to 1 Jun 2015)
    • CF10 Compliance Oversight (17 Mar 2003 to 1 Jun 2015)
    • CF8 Apportionment and Oversight (17 Mar 2003 to 31 Oct 2007)
  • Quartet Capital Partners LLP (no longer approved here)

    FRN 502242

    • CF30 Customer (30 Oct 2009 to 24 Sep 2019)
    • CF10 Compliance Oversight (30 Oct 2009 to 3 Aug 2015)
    • CF11 Money Laundering Reporting (30 Oct 2009 to 3 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.