Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Absolute Return Partners LLP
FRN 221250
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 8 Sep 2021)
- CF4 Partner (9 Sep 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF3 Chief Executive (17 Mar 2003 to 8 Jul 2014)
- CF27 Investment Management (17 Mar 2003 to 31 Oct 2007)
- CF11 Money Laundering Reporting (17 Mar 2003 to 1 Jun 2015)
- CF10 Compliance Oversight (17 Mar 2003 to 1 Jun 2015)
- CF8 Apportionment and Oversight (17 Mar 2003 to 31 Oct 2007)
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- CF30 Customer (30 Oct 2009 to 24 Sep 2019)
- CF10 Compliance Oversight (30 Oct 2009 to 3 Aug 2015)
- CF11 Money Laundering Reporting (30 Oct 2009 to 3 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.