Martin Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quartet Capital Partners LLP

    FRN 502242

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Aug 2015 to 8 Dec 2019)
  • Marl Partners LLP

    FRN 590519

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2017 to 8 Dec 2019)
  • Magna Capital Limited (no longer approved here)

    FRN 476555

    • SMF16 Compliance Oversight (6 Mar 2020 to 6 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Mar 2020 to 6 Apr 2021)
    • CF10 Compliance Oversight (6 Feb 2018 to 4 Aug 2019)
    • CF11 Money Laundering Reporting (6 Feb 2018 to 4 Aug 2019)
    • CF1 Director (28 Sep 2016 to 4 Aug 2019)
  • IPS Capital LLP (no longer approved here)

    FRN 471375

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2022)
    • CF11 Money Laundering Reporting (24 Oct 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Oct 2013 to 8 Dec 2019)
  • TENAX CAPITAL LIMITED (no longer approved here)

    FRN 407394

    • CF11 Money Laundering Reporting (30 Nov 2012 to 6 Jun 2017)
    • CF10 Compliance Oversight (30 Nov 2012 to 6 Jun 2017)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • CF1 Director (AR) (23 Aug 2010 to 1 Apr 2011)
    • Responsible for Insurance Mediation (2 Apr 2009 to 25 May 2010)
    • CF10 Compliance Oversight (5 Feb 2007 to 7 Jul 2010)
    • CF1 Director (5 Feb 2007 to 10 Jun 2010)
    • CF11 Money Laundering Reporting (5 Feb 2007 to 7 Jul 2010)
  • Covalence Asset Management Ltd (no longer approved here)

    FRN 502550

    • Employed By (23 Aug 2010 to 1 Apr 2011)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • CF10 Compliance Oversight (16 Dec 2003 to 3 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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