Date authorised
1 April 2013
Companies House
05193344
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dominican House
    4 Priory Court
    Pilgrim Street
    London
    EC4V 6DE
    UNITED KINGDOM
    Phone
    +4402070038700
  • Complaints Contact

    Dominican House
    4 Priory Court
    Pilgrim Street
    London
    EC4V 6DE
    UNITED KINGDOM
    Phone
    +4402070038700

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alessandro Giuseppe Franchi

    IRN AGF01048

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 May 2018 to 8 Dec 2019)
  • Andreas Tretzmueller

    IRN AXT01529

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Andrew Charles Whiting

    IRN ACW01143

    • CF30 Customer (3 Nov 2009 to 4 Jun 2010)
  • Andrey Panna

    IRN AXP01308

    • CF30 Customer (26 Apr 2012 to 3 Jun 2015)
  • Bruno Sollazzo

    IRN BXS01690

    • CF2 Non Executive Director (1 Mar 2012 to 1 Sep 2014)
  • David Alan Palmer

    IRN DAP01067

    • CF2 Non Executive Director (23 Aug 2007 to 6 Feb 2009)
    • CF11 Money Laundering Reporting (14 Dec 2004 to 20 Apr 2006)
    • CF10 Compliance Oversight (14 Dec 2004 to 20 Apr 2006)
    • CF1 Director (14 Dec 2004 to 20 Apr 2006)
  • Dean Raymond Blagden

    IRN DRB01155

    • SMF16 Compliance Oversight (25 Jun 2021 to 28 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jun 2021 to 28 Nov 2023)
  • Filippo Padovani

    IRN FXP00034

    • [FCA CF] Client dealing (4 Mar 2021 to 11 Apr 2025)
  • Gianpaolo Piattella

    IRN GXP00154

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2025)
  • Giovanni Baulino

    IRN GXB01923

    • CF30 Customer (28 Nov 2012 to 6 Aug 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.