Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Epworth Investment Management Limited
FRN 175451
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (2 Mar 2017 to 8 Dec 2019)
- CF1 Director (2 Mar 2017 to 8 Dec 2019)
-
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 23 Sep 2024)
- CF2 Non Executive Director (5 Oct 2018 to 8 Dec 2019)
-
- CF29 Significant management (11 May 2015 to 9 Sep 2016)
- CF1 Director (23 Apr 2014 to 11 May 2015)
-
- CF2 Non Executive Director (23 Aug 2007 to 6 Feb 2009)
- CF11 Money Laundering Reporting (14 Dec 2004 to 20 Apr 2006)
- CF10 Compliance Oversight (14 Dec 2004 to 20 Apr 2006)
- CF1 Director (14 Dec 2004 to 20 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.