Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (25 Jun 2021 to 28 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (25 Jun 2021 to 28 Nov 2023)
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- SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2021)
- CF10 Compliance Oversight (17 Oct 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (17 Oct 2019 to 8 Dec 2019)
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- CF10 Compliance Oversight (18 Nov 2013 to 16 Jan 2015)
- CF11 Money Laundering Reporting (12 Mar 2007 to 17 May 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.