BELGRAVE CAPITAL MANAGEMENT LIMITED

• Principal Place of Business

  Belgrave Capital Management Limited

  1-7 Old Queen Street

  London

  Westminster

  SW1H 9JA

  UNITED KINGDOM

  Phone

  +442073404700

  Web

  https://www.ceresioinvestors.com/belgrave

• Complaints Contact

  1 Old Queen Street

  LONDON

  SW1H 9JA

  UNITED KINGDOM

  Phone

  +442073404700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alan James Albert

  IRN AJA01117

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (1 Dec 2001 to 8 Dec 2019)
• Alberto Guazzi

  IRN AXG01248

  • CF30 Customer (1 Nov 2007 to 1 Oct 2011)
  • CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
• Angelo Marotta

  IRN AXM04522

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Mar 2016 to 8 Dec 2019)
• Antonio Francesco Emanuele Foglia

  IRN AFF01016

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (5 Jun 2008 to 8 Dec 2019)
• Antonio Lorenzotti

  IRN AXL01307

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (14 Nov 2002 to 14 Nov 2002)
  • CF21 Investment Adviser (14 Nov 2002 to 31 Oct 2007)
• Carlo Maurizio Solaro Del Borgo

  IRN CMS01067

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2024)
  • CF2 Non Executive Director (1 Dec 2001 to 8 Dec 2019)
• Christina Revert

  IRN CXR01358

  • CF30 Customer (1 Nov 2007 to 26 Jan 2009)
  • CF27 Investment Management (14 Mar 2006 to 31 Oct 2007)
• Dean Raymond Blagden

  IRN DRB01155

  • CF10 Compliance Oversight (18 Nov 2013 to 16 Jan 2015)
  • CF11 Money Laundering Reporting (12 Mar 2007 to 17 May 2010)
• Deborah Jane Thomas

  IRN DJT01205

  • CF28 Systems and controls (1 Nov 2007 to 2 Mar 2012)
  • CF13 Finance (12 Mar 2007 to 31 Oct 2007)
• Douglas Alexander Clark

  IRN DAC01192

  • CF30 Customer (1 Nov 2007 to 16 May 2008)
  • CF27 Investment Management (1 Jul 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (5 Oct 2006 to 1 Jul 2007)
  • CF22 Investment Adviser (Trainee) (20 Oct 2004 to 5 Oct 2006)

No changes recorded yet.