Alan James Albert

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BELGRAVE CAPITAL MANAGEMENT LIMITED

    FRN 171646

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Dec 2001 to 8 Dec 2019)
  • LK Advisers Limited (no longer approved here)

    FRN 510494

    • CF1 Director (1 Apr 2010 to 26 Jul 2010)
    • CF10 Compliance Oversight (1 Apr 2010 to 26 Jul 2010)
    • CF30 Customer (1 Apr 2010 to 26 Jul 2010)
    • CF11 Money Laundering Reporting (1 Apr 2010 to 26 Jul 2010)
    • CF3 Chief Executive (1 Apr 2010 to 26 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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