LK Advisers Limited

Date authorised
1 April 2013
Companies House
04310198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    L K Advisers Ltd
    Berkeley Square House
    Berkeley Square
    London
    Westminster
    W1J 6BY
    UNITED KINGDOM
    Phone
    +442076591055

  • Complaints Contact

    L K Advisers Ltd
    Berkeley Square House
    Berkeley Square
    London
    Westminster
    W1J 6BY
    UNITED KINGDOM
    Phone
    +442076591055

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aditya Mittal

    IRN AXM02779

    • CF2 Non Executive Director (1 Apr 2010 to 1 Mar 2011)
  • Alan James Albert

    IRN AJA01117

    • CF10 Compliance Oversight (1 Apr 2010 to 26 Jul 2010)
    • CF11 Money Laundering Reporting (1 Apr 2010 to 26 Jul 2010)
    • CF3 Chief Executive (1 Apr 2010 to 26 Jul 2010)
    • CF30 Customer (1 Apr 2010 to 26 Jul 2010)
    • CF1 Director (1 Apr 2010 to 26 Jul 2010)
  • Amit Lodha

    IRN AXL01598

    • [FCA CF] Client dealing (since 2 Aug 2021)
  • Amit Tiwari

    IRN AXT01479

    • CF30 Customer (1 Apr 2010 to 31 Aug 2012)
  • Arnaud Coffinet

    IRN AXC02678

    • CF30 Customer (17 Jun 2014 to 31 Jul 2017)
  • Athene Back

    IRN AXB03989

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2024)
    • CF11 Money Laundering Reporting (20 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jan 2017 to 8 Dec 2019)
  • Carsten Jorgensen

    IRN CXJ01224

    • CF2 Non Executive Director (12 Nov 2015 to 31 Jan 2016)
    • CF30 Customer (25 Oct 2010 to 1 Oct 2015)
    • CF3 Chief Executive (25 Oct 2010 to 1 Oct 2015)
    • CF1 Director (25 Oct 2010 to 1 Oct 2015)
  • David Thierry Cornil Dernis

    IRN DTD01025

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Sep 2011 to 8 Dec 2019)
  • FRANCIS HARO

    IRN FXH00061

    • [FCA CF] Client dealing (since 2 Jan 2020)
  • Isabelle Maryam Irani

    IRN IMI01005

    • CF30 Customer (1 Apr 2010 to 19 Oct 2010)
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Recent activity

Updates to this firm's record on the FCA register.

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