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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Arteqin Capital Limited (no longer approved here)
FRN 978102
- SMF16 Compliance Oversight (19 Jun 2023 to 31 Oct 2024)
- SMF3 Executive Director (19 Jun 2023 to 31 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 Jun 2023 to 31 Oct 2024)
CAPRICORN FUND MANAGERS LIMITED (no longer approved here)
FRN 505252
- CF1 Director (AR) (28 Dec 2022 to 16 Jun 2023)
Artian Investments Limited (no longer approved here)
FRN 962323
- Employed By (28 Dec 2022 to 16 Jun 2023)
LK Advisers Limited (no longer approved here)
FRN 510494
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2024)
- CF10 Compliance Oversight (20 Jan 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (20 Jan 2017 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.