LK Advisers Limited

• Principal Place of Business

  L K Advisers Ltd

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6BY

  UNITED KINGDOM

  Phone

  +442076591055

• Complaints Contact

  L K Advisers Ltd

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6BY

  UNITED KINGDOM

  Phone

  +442076591055

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joanne Louise Francis

  IRN JLF01054

  • CF11 Money Laundering Reporting (31 Jul 2014 to 13 Jan 2017)
  • CF30 Customer (31 Jul 2014 to 13 Jan 2017)
  • CF10 Compliance Oversight (31 Jul 2014 to 13 Jan 2017)
• Karin Berglund

  IRN KIP01002

  • CF30 Customer (19 Aug 2011 to 14 Oct 2016)
• Michal Andrzej Kemp

  IRN MAK01107

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 19 May 2025)
  • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
  • CF1 Director (1 Apr 2010 to 8 Dec 2019)
• Mikus Buls

  IRN MXB03604

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Feb 2025)
  • SMF16 Compliance Oversight (since 27 Feb 2025)
• Paul Michael Blessing

  IRN PMB01185

  • CF10 Compliance Oversight (29 Oct 2010 to 24 Jul 2014)
  • CF11 Money Laundering Reporting (29 Oct 2010 to 24 Jul 2014)
  • CF30 Customer (1 Apr 2010 to 24 Jul 2014)
• Philippe Olivier Jean Ribiere

  IRN POR01006

  • [FCA CF] Client dealing (since 19 Jun 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2022)
  • CF1 Director (30 Nov 2015 to 8 Dec 2019)
  • CF30 Customer (1 Mar 2011 to 8 Dec 2019)
• Rajan Tandon

  IRN RXT01485

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 Mar 2026)
  • CF2 Non Executive Director (14 Mar 2011 to 8 Dec 2019)
• Ross James Fitzsimon

  IRN RXF01307

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Nov 2017 to 8 Dec 2019)
• Yuet Ling Sin Fai Lam

  IRN YLS01000

  • CF30 Customer (5 Sep 2011 to 1 Jul 2015)

No changes recorded yet.