Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Jan 2025)
    • [FCA CF] Material risk taker (10 Jan 2025 to 31 Jan 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 May 2025)
    • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
    • CF1 Director (1 Apr 2010 to 8 Dec 2019)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • [FCA CF] Client dealing (22 Oct 2021 to 19 Jun 2023)
  • IAM INVEST Ltd (no longer approved here)

    FRN 220908

    • CF27 Investment Management (10 Sep 2004 to 16 Jun 2006)
    • CF21 Investment Adviser (10 Sep 2004 to 16 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.