IAM INVEST Ltd

• Principal Place of Business

  4 Hill Street

  Mayfair

  London

  W1J 5NE

  UNITED KINGDOM

  Phone

  +4402075149200

  Web

  https://www.iamcapital.com

• Complaints Contact

  4 Hill Street

  Mayfair

  London

  W1J 5NE

  UNITED KINGDOM

  Phone

  +4402075149200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew McCaffery

  IRN AXM01444

  • CF10 Compliance Oversight (17 Jan 2006 to 15 May 2006)
  • CF27 Investment Management (15 Jul 2004 to 31 Jul 2006)
  • CF1 Director (15 Jul 2004 to 31 Jul 2006)
  • CF3 Chief Executive (15 Jul 2004 to 15 May 2006)
• Avi Koth

  IRN AXK00290

  • [FCA CF] Client dealing (31 Mar 2021 to 1 Oct 2025)
• Bina Sanghvi

  IRN BXS01134

  • CF10 Compliance Oversight (19 Aug 2003 to 3 Jun 2005)
• Daniel Elliot Baron

  IRN DXB21208

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (22 Nov 2019 to 8 Dec 2019)
• Darren Jonathan Lauber

  IRN DXL01276

  • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
  • CF21 Investment Adviser (6 Sep 2004 to 31 Oct 2007)
  • CF27 Investment Management (6 Sep 2004 to 31 Oct 2007)
• David Anthony Robinson

  IRN DAR01081

  • CF1 Director (19 Aug 2003 to 23 Sep 2003)
  • CF27 Investment Management (19 Aug 2003 to 31 Dec 2005)
• Denis Masetti

  IRN DXM00340

  • CF2 Non Executive Director (25 Oct 2013 to 20 Aug 2019)
• Diego Mattellone

  IRN DXM00694

  • [FCA CF] Client dealing (since 12 Apr 2022)
• Edward Hiorns

  IRN EXH00130

  • [FCA CF] Client dealing (31 Mar 2021 to 25 Apr 2022)
• Emanuel Arbib

  IRN EMA01011

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (26 Oct 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Aug 2007 to 31 Oct 2007)
  • CF27 Investment Management (15 Aug 2007 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (13 Jul 2006 to 31 Oct 2007)
  • CF1 Director (13 Jul 2006 to 8 Dec 2019)

No changes recorded yet.