Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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IAM INVEST Ltd
FRN 220908
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (26 Oct 2015 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (15 Aug 2007 to 31 Oct 2007)
- CF21 Investment Adviser (15 Aug 2007 to 31 Oct 2007)
- CF8 Apportionment and Oversight (13 Jul 2006 to 31 Oct 2007)
- CF1 Director (13 Jul 2006 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.