Bina Sanghvi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Platinum Capital Management Limited

    FRN 190828

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2021)
    • CF28 Systems and controls (1 Nov 2007 to 16 May 2011)
    • CF11 Money Laundering Reporting (7 Nov 2006 to 8 Dec 2019)
    • CF1 Director (4 Aug 2006 to 8 Dec 2019)
    • CF13 Finance (28 Jul 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (28 Jul 2005 to 8 Dec 2019)
  • IAM INVEST Ltd (no longer approved here)

    FRN 220908

    • CF10 Compliance Oversight (19 Aug 2003 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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