Platinum Capital Management Limited

• Principal Place of Business

  Pasley Tyler & Co

  3 Hill Street

  London

  Westminster

  W1J 5LB

  UNITED KINGDOM

  Phone

  +4402037819400

  Web

  https://wwwplatinumfunds.com

• Complaints Contact

  Pasley Tyler & Co

  3 Hill Street

  London

  Westminster

  W1J 5LB

  UNITED KINGDOM

  Phone

  +4402037819400

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Limited to transaction-only activities.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Darius Bass

  IRN ADB01139

  • CF21 Investment Adviser (12 Mar 2003 to 24 Jul 2003)
• Bina Sanghvi

  IRN BXS01134

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2021)
  • CF28 Systems and controls (1 Nov 2007 to 16 May 2011)
  • CF11 Money Laundering Reporting (7 Nov 2006 to 8 Dec 2019)
  • CF1 Director (4 Aug 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (28 Jul 2005 to 8 Dec 2019)
  • CF13 Finance (28 Jul 2005 to 31 Oct 2007)
• Charles John Barrington Simeon

  IRN CJS01238

  • CF21 Investment Adviser (10 Jul 2003 to 7 Oct 2005)
• Christopher Morris Booker

  IRN CMB01068

  • CF2 Non Executive Director (1 Jan 2003 to 22 Jul 2011)
  • CF11 Money Laundering Reporting (1 Jan 2003 to 31 Aug 2005)
  • CF10 Compliance Oversight (1 Jan 2003 to 31 Aug 2005)
• Christopher Vose Streit

  IRN CRS01110

  • CF2 Non Executive Director (9 Dec 2009 to 15 Apr 2010)
  • CF8 Apportionment and Oversight (8 Nov 2006 to 31 Mar 2009)
  • CF1 Director (21 Aug 2006 to 9 Dec 2009)
• Craig Reeves

  IRN CXR01110

  • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Aug 2006)
  • CF1 Director (1 Dec 2001 to 2 Nov 2006)
  • CF3 Chief Executive (1 Dec 2001 to 15 Aug 2006)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Aug 2006)
• Deborah Ann Winward

  IRN DAH01192

  • CF1 Director (5 Mar 2004 to 3 Feb 2006)
• Federico Corbari

  IRN FXC01378

  • CF30 Customer (12 Jun 2014 to 18 Nov 2015)
• Ian David Newton

  IRN IDN01004

  • CF30 Customer (5 Oct 2012 to 31 May 2016)
• Jean-Marc Jacques Nicolas Brisy

  IRN JJB01151

  • CF30 Customer (10 May 2016 to 8 Dec 2019)

• Inventive Capital Advisors LLP (no longer appointed)

  FRN 440213 · Appointed 3 Oct 2005 · Until 31 May 2008

No changes recorded yet.