Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 26 Jan 2024)
- CF30 Customer (22 Jun 2017 to 8 Dec 2019)
- CF4 Partner (22 Jun 2017 to 30 Nov 2019)
-
- CF30 Customer (5 Oct 2012 to 31 May 2016)
-
- CF30 Customer (1 Nov 2007 to 30 Apr 2010)
- CF4 Partner (13 Aug 2007 to 30 Apr 2010)
- CF27 Investment Management (2 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.